CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics
CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics.In the previous post, we have given CS Professional Secretarial Audit Compliance Management Due Diligence Important Chapters. Today we are providing important Topics of CS Professional Secretarial Audit Compliance Management Due Diligence .Scroll Down
Best CS Professional Due Diligence Video Lectures
CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics (VVImp) | |
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• Public Offer – Eligibility (Regulation 26) • SCORES • Difference between Audit & Due Diligence • Compliance Management Framework • Advantages of Virtual Data Room • Reporting of FDI (Share Application Money) • Types of Due Diligence • Procedure of issuing Secretarial Standards • Benefits and Beneficiaries of Secretarial Audit • Process of Secretarial Audit (no steps) • Contents of Scheme of Amalgamation • Applicability of Secretarial Audit • Intermediaries to be appointed in ADR/GDR • Apparent, Adequate and Absolute Compliance • Issue of FCCB • Types of Due Diligence Report • Functions of SSB • Borrowing Powers of Company (Short note) • Reservation on Competitive Basis • Considerations in one of Environment • Penalty for Incorrect Audit Report • Management Plant (liquid effluent etc.) • Need for Secretarial Standards |
 • Scope & Importance of Search and Status Report
• Risk of Non-Compliance • ISO Standard for Environment • Hurdles in Carrying out Due Diligence • Need for Diligence Report for bank • Scope of Legal Due Diligence • Legal Due Diligence Process • Types of Anti-Competitive Agreement • Checklist for Abuse of Dominant Position • General Obligations of Target Company • Compliance with EU Directives • Cultural Due Diligence • Types of ADR • IDA & its eligibility • ESOP • Promoter’s Lock in (short note) • Payment of Royalty by Indian Companies  • Adv. of Competition Compliance Program • ECB/FDI (Short note) • Object of Competition Act • Escrow Account in case of Takeover Offer |
CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics |
Best Selling CS Professional Video Lectures Combo
CS Professional Important Topics :Secretarial Audit, Compliance Management and Due Diligence |
Important Topics for All the Chapters |
1)Â Â Â Â Â Â Â Â Â Â Â Objectives and scope of Secretarial Audit.
2)           Secretarial Audit process. 3)           Benefits and Beneficiaries of Secretarial Audit. 4)           Scope and Functions of SSB. 5)           Procedure for issuing SS. 6)           SS – 1. 7)           Format of MR – 3. 8)           Chapter 2 (1st part) same as Company Law. 9)           Foreign Direct Investment and its Checklists. 10)         Direct investment outside India – Automatic/Approval Route. 11)         ECB. 12)         FCCB AND FCEB. 13)         Objectives and types of Due Diligence (DD). 14)         Factors to be kept in mind while conducting DD. 15)         Documents to be checked in DD process. 16)         Data Room all topics. 17)         DD v/s Audit. 18)         Checklist under SEBI (ICDR) Reg. 2009. 19)         Checklist on Major IPO Compliances. 20)         Preferential Issue. 21)         Right Issue. 22)         QIP. 23)         SME. 24)         Checklist foe compliances w.r.t. Non Convertible Debt Securities. 25)         Types of Depository Receipts. 26)         Sponsored ADR/ GDR. 27)         Regulatory framework within and outside India on issue of DR. 28)         Process of issue GDR. 29)         Checklist under Companies (Issue of GDR) Rules 2016. 30)         Issue of FCCB. 31)         IDR. 32)         Activity schedule for planning a Merger. 33)         Scheme of Amalgamation. 34)         Cultural DD and its scope. 35)         Takeover DD and its checklists. 36)         Takeover Regulations – 8, 21, 23, 25, 26, 27, 32 (Study regulations from CR also). 37)         How to determine appreciable adverse effect. 38)         Anti Competitive Agreements are Void. 39)         When Dominance gets abused. 40)         Combination Thresholds. 41)         Regulation of Combination and its Checklists. 42)         Checklist for Anti Competitive Agreements. 43)         Checklist for Abuse of Dominant position. 44)         Evaluation of appreciable adverse effect on competition. 45)         Advantages of Competition Compliance Programme. 46)         Objectives and scope of Legal DD. 47)         Legal DD process. 48)         Possible hurdles and remedial action. 49)         Need for Diligence Report. 50)         Sri Ram Food and Fertilizers case. 51)         Ganga pollution case. 52)         Why Environmental DD. 53)         Process involved in Environmental DD. 54)         Checklist on Major compliances. 55)         EIA. 56)         EMP. 57)         ISO 14001. 58)         Risk Analysis Matrix. 59)         Risk of Non compliance. 60)         Significance of corporate compliance management. 61)         Role of IT in Compliance Management. 62)         Apparent, Adequate and Absolute compliances. 63)         Compliance Programme. CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics |
CS Professional Important TopicsÂ
Here we are providing subject wise important topics to CS Professional students. See below How to prepare CS Professional Module – 1 Module – 2 and Module – 3. Click below links
Module I
- Advanced Company Law and Practice
- Secretarial Audit, Compliance Management, and Due Diligence
- Corporate Restructuring, Valuation, and Insolvency
Module II
- Information Technology and Systems Audit
- Financial, Treasury and Forex Management
- Ethics, Governance, and Sustainability
Module III
CS Professional Important Chapters
Important Chapters of CS Professional Exam
Here we are providing subject wise important chapters to CS Professional students. See below How to prepare CS Professional Module – 1, Module – 2, Module – 3 and Elective Papers. Click below links
Module I
Paper 1. Advanced Company Law and Practice
Paper 2. Secretarial Audit, Compliance Management and Due Diligence
Paper 3. Corporate Restructuring, Valuation and Insolvency
Module II
Paper 4. Information Technology and System Audit
Paper 5. Financial Treasury and Forex Management
Paper 6. Ethics, Governance and Sustainability
Module III
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Article Name:Â CS Professional Secretarial Audit Compliance Management Due Diligence Important Topics