CS Executive Securities Laws Capital Markets Video Lectures for June & December 2020 Exam
CSCARTINDIA Provides CS Executive New Syllabus Securities Laws and Capital Markets Video Lectures in both Online and Offline mode by Best Teacher’s and Institutes in India. These Video Classes are specifically recorded for CS Executive New Syllabus Students who are appearing in June 2020 Exam and December 2020 Exam.Check out below for Best CS Executive Securities Laws Capital Markets Video Lectures.
43% Off
CS Executive Video Lectures New Syllabus
₹4,000 – ₹6,500 + GST
Best CS Executive New Syllabus Combos
CS Executive Video Lectures New Syllabus
₹2,000 – ₹30,000 + GST
CS Executive Video Lectures New Syllabus
₹5,500 – ₹19,000 + GST
CS Executive Video Lectures New Syllabus
₹14,000 – ₹19,000 + GST
For Other Subjects Video Lectures, Click on Below mentioned Subjects
We have provided the chapter wise index for this subject below
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 1 : Securities Contracts (Regulation) Act, 1956 |
| Topics Covered in this Chapter |
|
Introduction, I. Securities Contracts (Regulation) Act, 1956, Recognition of stock exchanges, Withdrawal of recognition, Powers of Central Government, Powers of recognised stock exchange, Clearing corporation, Punishments for contraventions, Powers of SEBI, Licensing of dealers in certain areas, Public issue and listing of securities, Exclusion of spot delivery contracts, Contracts in derivatives, Conditions for listing, Delisting of securities, Right of appeal to sat against refusal to list securities of public companies by stock exchanges, Penalties, Factors to be taken into account by the adjudicating officer, Crediting sum realised by way of penalties to consolidated fund of India, Offences, Composition of certain offences, Offences by companies, Certain offences to be cognizable, Cognizance of offences by courts, Special provisions related to commodity derivatives II. Securities Contracts (Regulations) Rules, 1957 Requirements of listing of securities with recognised stock exchanges, Conditions precedent to submission of application for listing by stock exchange, application for listing of new securities, Suspension or withdrawal of admission to dealings in securities on stock exchange, Continuous listing requirement, Delisting of securities, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 2 : Securities and exchange board of India act, 1992 |
| Topics Covered in this Chapter |
|
Introduction, Objective of SEBI, SEBI Act, 1992, Composition of SEBI, Functions and powers of SEBI, Registration of intermediaries, Prohibition of manipulative and deceptive devices, insider trading etc, Penalties for failures, Penalties and adjudication, Powers of sat, Appeal to supreme court, Powers of Central Government, Delegation of powers, Appeal to the Central Government, Bar of jurisdiction, Offences and punishments (section 24), Cognizance of offences by courts, Recovery of amounts, Consent order, Role of company secretary, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 3 : Depositories act, 1996 |
| Topics Covered in this Chapter |
|
Introduction, Benefits of depository system, Depository system – An overview, Models of depository, Legal linkage, Depository participant, Registrar/issuer, Dematerialisation, Rematerialisation, Electronic credit in new issues, Trading system, Corporate actions, Legal framework, Depositories Act, 1996, Power of SEBI, Penalties and adjudication, Offences and cognizance, Membership rights in respect of securities held by a depository, Evidentiary value of the records of the depository, SEBI (Depositories and Participants) Regulations, 1996, Audit under SEBI (Depositories and Participants) Regulations, 1996, Internal audit of operations of depository participants, Concurrent audit, Role of Company Secretary, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 4 : An overview of SEBI (issue of capital and disclosure requirements) |
| Topics Covered in this Chapter |
|
Introduction, Issue of equity shares, Applicability of the regulations , Eligibility norms for public issue, Types of issue, Draft offer documents, Offer document, Red herring prospectus (rhp), Filing of offer document 80 Issue of securities in dematerialised form, Fast-track issues, Differential pricing, Price and price band, Face value of equity shares, Promoters’ contribution, Securities ineligible for minimum promoters’ contribution, For securities held by promoters, Transferability of share under locked-in, Pledge of locked-in specified securities, Underwriting, Issue opening date, Period of subscription, Minimum number of share applications and application money, Issue of advertisements, Mandatory collection centres, Minimum subscription, Restriction on further capital issues, Proportionate allotment, Basis of allotment, Coordination with intermediaries, Minimum offer to public, Reservation on competitive basis, Allocation in net offer to public, Redressal of investors grievances, Powers of SEBI,Procedure for issue of securities, Role of company secretary, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 5 : An overview of SEBI (listing obligations and disclosure requirements)regulations, 2015 |
| Topics Covered in this Chapter |
|
Introduction, Applicability, Obligations of listed entities, Compliances under SEBI Listing Regulations, Corporate governance under SEBI (Lodr) Regulations, 2015, Board committees under listing regulations, Vigil mechanism [regulation 22], Related party transactions [regulation 23], In-principle approval of recognized stock exchange(s) [regulation 28], Role of company secretary, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 6 : An overview of SEBI (substantial acquisition of shares and takeovers)regulations, 2011 |
| Topics Covered in this Chapter |
|
Introduction, Background, SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, Important definitions, Applicability, Trigger point for making an open offer by an acquirer, Open offer, Conditional offer, Public announcement, Submission of draft letter of offer, Opening of the offer, Restriction on acquisition, Provision of escrow, Mode of payment, Withdrawal of open offer, Obligations of the target company, Obligations of the acquirer, Disclosures, Exemptions, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 7 : SEBI (Buy-back of securities) Regulations, 1998 |
| Topics Covered in this Chapter |
|
Introduction, Objectives of buy-back, Applicability, Important definitions, Authorisation in the articles, Methods of buy-back, Board resolution, Special resolution, Explanatory statement, Disclosures under Schedule Ii Part A, Buy-back from existing security-holders through tender offer, Odd-lot buy-back, Buy-back from open market, Buy-back through the stock exchange, Buy-back through book-building, Obligations of the company, Obligations of the merchant banker, Buyback vis-a-vis compliance under SEBI (sast) Regulations, 2011, Lesson round-up, Glossary, Self-test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 8 : SEBI (delisting of equity shares) regulations, 2009 |
| Topics Covered in this Chapter |
|
Introduction, Background, Framework of SEBI (Delisting of Equity Shares) Regulations, 2009, Agencies involved in delisting process and their role, Applicability, Non-applicability, Voluntary delisting, Compulsory delisting, Special powers to the recognized stock exchanges (Schedule iii), Compulsory delisting – Time-line, Role of company secretary in delisting, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 9 : SEBI (share based employee benefits) regulations, 2014 – an overview |
| Topics Covered in this Chapter |
|
Background, Companies Act, 2013, SEBI (Share Based Employee Benefits) Regulations, 2014, Applicability, Companies covered, Non- applicability , Important definitions, Schemes – Implementation and process, Implementation of schemes through trust, Eligibility criteria, Compensation committee, Shareholders approval, Variation of terms of the schemes, Winding up of the schemes, Non-transferability, Listing, Schemes implemented by unlisted companies, Compliances and conditions, Certificate from auditors, Disclosures, Accounting policies, Administration of specific schemes , Employee stock option scheme (esos), Employee stock purchase scheme (esps), Stock appreciation rights scheme (sars), General employee benefits scheme (gebs), Retirement benefit scheme (rbs), Directions by SEBI and action in case of default, SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 for esop/esps, Role of company secretary, Lesson round-up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 10 : SEBI (issue of sweat equity) regulations, 2002 – an overview |
| Topics Covered in this Chapter |
|
Introduction, Companies Act, 2013, SEBI (issue of Sweat Equity) Regulations, 2002, Sweat equity shares may be issued to employee and directors, Special resolution, Issue of sweat equity shares to promoters, Pricing of sweat equity shares, Valuation of intellectual property, Accounting treatment, Placing of auditors before annual general meeting, Ceiling on managerial remuneration, Lock-in, Listing, Applicability of takeover, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 11 : SEBI (prohibition of insider trading) regulations, 2015 |
| Topics Covered in this Chapter |
|
Introduction, SEBI (Prohibition of Insider Trading) Regulations, 2015, Definitions, Communication or procurement of unpublished price sensitive information, Trading when in possession of unpublished price sensitive information (upsi), Trading plans, Disclosures of trading by insiders, Disclosures of interest by certain persons, Codes of fair disclosure and conduct, Penalty provisions for violations of the regulations, Appeal to securities appellate tribunal, Role of company secretary as compliance officer, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 12 : Mutual funds |
| Topics Covered in this Chapter |
|
Introduction, Structure of a mutual fund, Overview of mutual funds industry in India, Regulator & Industry Body, Schemes according to investment objective, Advantages of mutual funds, Risks involved in mutual funds, Key players in mutual fund, Mutual fund terminology, Expense ratio, Holding period return, Evaluating performance of mutual fund, SEBI (Mutual Fund) Regulations, 1996, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, Lesson roundup, Glossary, Self-test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 13 : Collective investment schemes |
| Topics Covered in this Chapter |
|
Introduction, SEBI (Collective Investment Schemes) Regulations, 1999 – An overview, Restrictions on business activities, Obligations of collective investment management company, Penal Provisions, Role of Company Secretary, Lesson round up, Glossary, Self test question
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 14 : SEBI (ombudsman) regulations, 2003 |
| Topics Covered in this Chapter |
|
Introduction, Investor grievances, Scores (SEBI Complaints Redress System), When can a case be referred for arbitration?, When can SEBI take action for non-resolution of the complaint?, Ombudsman, Powers and functions of ombudsman, Procedure for redressal of grievance, Procedure for filing a complaint, Power to call for information, Settlement by mutual agreement, Evidence act not to apply in the proceedings before ombudsman, SEBI (Informal Guidance) Scheme, 2003, Confidentiality of request, Lesson round up, Glossary, Self test questions
|
Part II – Capital Market and intermediaries
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 15 : Structure of capital market |
| Topics Covered in this Chapter |
|
Part I – Primary market,Part A – Capital Market Investment Institutions
Introduction, National level institutions, State level institutions, Qualified institutional buyers, Foreign portfolio investor, Alternative Investment Funds, Private equity, Angel fund, High net worth individuals, Venture capital, Pension fund, PART B – Capital Market Instruments Equity shares, Shares with differential voting rights, Preference shares, Debentures, Bonds, Foreign currency convertible bonds (fccbs), Foreign currency exchangeable bonds (fcebs, Indian depository receipts, Derivatives, Warrant Part C – Aspects of Primary Market Book building, Anchor Investors, Application supported by block amount (asba), Green shoe option, Part ii – Secondary market, Stock exchange, Basis of sensex, Nifty, Market surveillance, Risk management in secondary market, Impact of various policies on stock markets, Lesson round up, Glossary, Self test questions
|
a
CS Executive Securities Laws Capital Markets Video Lectures : Chapter 16 : Securities market intermediaries |
| Topics Covered in this Chapter |
|
Introduction, Internal audit of intermediaries by company secretary in practice, Role of company secretary, Lesson round up, Glossary, Self test questions, Glossary, Case Laws, Test paper, Bibliography
|
a
